P-adic modular symbols attached to CM forms - Vicentiu Pasol, Boston University

Luận án tiến sĩ nghiên cứu p-adic modular symbols gắn với CM forms. Tập trung mối liên hệ giữa xây dựng elliptic và modular của hàm L p-adic hai biến.

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Boston University Graduate School of Arts and Sciences

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Mathematics

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I. P adic Modular Symbols and CM Forms Overview

This dissertation explores the deep connection between two fundamental constructions in number theory. The research bridges p-adic L-functions and modular symbols attached to complex multiplication forms. The work establishes theoretical foundations for understanding special values of Hecke L-functions through p-adic interpolation methods.

1.1. Research Objectives and Scope

The thesis investigates the relationship between the CM Elliptic Construction and the Modular Construction. Both approaches create p-adic L-functions in two variables. These functions interpolate special values of Hecke L-functions. The Elliptic Construction, developed by Katz and Yager, uses elliptic units through Iwasawa theory on formal groups. The Modular Construction, created by Stevens, attaches p-adic modular symbols to Hida families. The research proves the existence of a modular symbol whose L-function matches the Katz-Yager p-adic L-function. This connection provides new insights into complex multiplication and automorphic forms.

1.2. Methodological Framework

The research employs p-adic methods to establish the existence of modular symbols. The Weil representation serves as a powerful tool for constructing modular forms. The study creates a modular symbol with values in a complex vector space. The attached L-function generates special values of Hecke L-functions. This approach suggests possibilities for explicitly describing p-adic modular symbols. The methodology combines algebraic and analytic techniques from modern number theory.

1.3. Theoretical Significance

The work addresses a fundamental gap between explicit and general constructions. The Elliptic Construction is explicit but lacks modular symbol interpretation. The Modular Construction is general but not explicit. This thesis bridges these approaches through rigorous mathematical proof. The results have implications for understanding Galois representations and cyclotomic fields. The research contributes to the broader theory of p-adic interpolation and elliptic curves.

II. P adic Distributions and Weight Space Theory

The dissertation develops comprehensive theory of p-adic distributions on Zp. This framework provides essential tools for constructing two-variable p-adic L-functions. The research examines locally analytic distributions and their properties under various operators.

2.1. Distributions on Zp and Local Analysis

The study introduces distributions on Zp as fundamental objects. These distributions extend classical measure theory to p-adic settings. Locally analytic distributions possess special smoothness properties. The research investigates operators acting on these distributions. The Norm map plays a crucial role in the theory. Coleman power series provide explicit descriptions of norm-invariant distributions. These tools enable precise calculations with p-adic L-functions.

2.2. Weight Space and Mellin Transforms

Weight space parametrizes p-adic families of modular forms. The Mellin transform connects distributions to p-adic L-functions. This transform provides analytic continuation properties. The research establishes connections between weight space and Hecke operators. These relationships are essential for understanding Hida families. The theory applies to both ordinary and non-ordinary primes.

2.3. Two Variable Distribution Theory

The thesis develops theory of distributions on Zp × Zp. Special values arise through convolution operations. Scalar equivalence provides a key technical tool. Trace compatible elements connect to Frobenius twists. The research proves existence theorems for trace compatible sequences. These sequences determine two-variable p-adic measures. The framework supports construction of Katz-Yager L-functions.

III. L functions and Special Values in CM Theory

The dissertation examines L-functions attached to modular forms and elliptic curves. Special emphasis is placed on complex multiplication cases. The research connects classical special values to p-adic interpolation formulas.

3.1. L functions of Modular Forms

Classical L-functions encode arithmetic information about modular forms. The research studies L-functions attached to cusp forms with complex multiplication. These L-functions satisfy functional equations relating different arguments. Special values at integer points have arithmetic significance. The thesis examines how Hecke operators act on these L-functions. Understanding these actions is crucial for p-adic interpolation.

3.2. Elliptic Curves and Formal Groups

Elliptic curves with complex multiplication possess rich arithmetic structure. The formal group law describes local behavior near the identity. This formal group connects to Iwasawa theory through elliptic units. Special values of Eisenstein series relate to L-functions. The research establishes explicit formulas for these relationships. These formulas enable construction of p-adic L-functions.

3.3. Two Variable P adic Measures

The thesis constructs two-variable p-adic measures for CM forms. These measures interpolate classical special values of L-functions. The Katz-Yager measure arises from the Elliptic Construction. The research proves this measure satisfies distribution relations. These relations connect values at different cyclotomic fields. The measure provides explicit p-adic interpolation formulas.

IV. Modular Symbols and Elliptic Construction

Modular symbols provide geometric interpretation of L-functions. The research develops theory of two-variable p-adic modular symbols. The main result establishes existence of modular symbols for the Elliptic Construction.

4.1. Classical Modular Symbol Theory

Modular symbols attach cohomological objects to cusp forms. These symbols take values in coefficient modules. Integration against modular symbols produces L-values. The research reviews classical theory for ordinary modular forms. This theory extends to p-adic families through Hida theory. Understanding classical symbols is essential for p-adic generalizations.

4.2. Two Variable P adic Modular Symbols

The thesis develops theory of modular symbols with two-variable distributions. These symbols interpolate classical modular symbols in families. The coefficient space consists of p-adic distributions on Zp × Zp. The research establishes compatibility with Hecke operators. These symbols connect to Galois representations through Eichler-Shimura theory. The framework applies to Hida families of modular forms.

4.3. Existence Theorem for CM Forms

The main result proves existence of modular symbols for CM forms. The attached L-function equals the Katz-Yager p-adic L-function. This establishes the sought connection between constructions. The proof uses p-adic methods and distribution theory. The result implies compatibility with the Modular Construction. This theorem resolves a fundamental question in the field.

V. Weil Representations and Explicit Constructions

The Weil representation provides powerful tools for constructing modular forms. The research uses this representation to build modular symbols explicitly. This approach suggests methods for making the Modular Construction explicit.

5.1. Weil Representation Theory

The Weil representation acts on spaces of functions on finite groups. This representation connects to theta series and modular forms. The research studies cocycles associated to the Weil representation. These cocycles provide explicit formulas for modular symbols. The theory applies particularly well to CM forms. Understanding these cocycles is key to explicit constructions.

5.2. Construction of Modular Symbols

The thesis uses Weil representations to construct modular symbols. These symbols take values in complex vector spaces. The attached L-function generates special values of Hecke L-functions. This construction is completely explicit and computable. The research establishes connections to classical theta series. These connections provide geometric intuition for the theory.

5.3. Future Directions and Applications

The Weil representation approach suggests new research directions. The thesis proposes using this method to explicitly describe p-adic modular symbols. This would make the Modular Construction completely explicit for CM forms. Potential applications include computational number theory and cryptography. The framework extends to more general automorphic forms. Future work may apply these methods to Iwasawa theory and p-adic Hodge theory.

VI. Implications for Iwasawa Theory and Arithmetic

The research has significant implications for Iwasawa theory. The connection between constructions illuminates deep arithmetic phenomena. The results contribute to understanding of p-adic L-functions and their special values.

6.1. Iwasawa Theory Applications

Iwasawa theory studies arithmetic objects in towers of cyclotomic fields. The Katz-Yager L-function arises naturally in this context. The thesis establishes modular symbol interpretation of this function. This provides new tools for studying Iwasawa main conjectures. The results connect to questions about class groups and units. Applications include understanding growth of Selmer groups.

6.2. Arithmetic of Elliptic Curves

Elliptic curves with complex multiplication exhibit special arithmetic properties. The research illuminates connections between L-functions and rational points. P-adic L-functions encode information about Selmer groups. The modular symbol construction provides computational tools. These tools enable explicit calculations for specific curves. Applications include verification of BSD conjecture in CM cases.

6.3. Broader Mathematical Context

The thesis contributes to several areas of modern number theory. Connections exist to Langlands program and automorphic representations. The methods apply to studying Galois representations and their deformations. The framework extends beyond CM forms to more general settings. Future research may apply these techniques to non-ordinary primes. The work exemplifies fruitful interaction between algebraic and analytic methods in arithmetic geometry.

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BOSTON UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCES Dissertation P-ADIC MODULAR SYMBOLS ATTACHED TO C. FORMS VICENTIU PASOL M., Universitatea Bucuresti, 1997 Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy 2006 UMI Number: 3186525 INFORMATION TO USERS The quality of this reproduction is dependent upon the quality of the copy submitted. Broken or indistinct print, colored or poor quality illustrations and photographs, print bleed-through, substandard margins, and improper alignment can adversely affect reproduction. In the unlikely event that the author did not send a complete manuscript and there are missing pages, these will be noted.

Also, if unauthorized copyright material had to be removed, a note will indicate the deletion. ® UMI UMI Microform 3186525 Copyright 2006 by ProQuest Information and Learning Company. All rights reserved. This microform edition is protected against unauthorized copying under Title 17, United States Code.

ProQuest Information and Learning Company 300 North Zeeb Road P. Box 1346 Ann Arbor, MI 48106-1346 Approved by First Reader bn f= Glenn Stevens, Ph. Professor of Mathematics Second Reader David Rohrlich, Ph. Professor of Mathematics Third Reader Robert Pollack, Ph.

Assistant Professor of Mathematics Acknowledgments I dedicate this thesis to my advisor, Professor Glenn Stevens,who led me with patience and rigor through my doctorate years. I owe him the greatest part of my knowledge and the so far accomplishments in the mathematical field. My strongest sentiments are directed towards my family who took care and guided me in life. They are more than anything to me.

I owe a lot for the taste of research to my first advisor, Prof. Nae Popescu, who al- ways puts his great personality and mind into guiding new incomers into the mathematical research. I also have to express my deepest gratitude to Prof. Sasha Polishchuk who supported me and whose close didactic presence made me to appreciate even more the diverse wonderful aspects of mathematics.

/ Last, but not least, I want to thank from all my heart to my friends : Celia and Florin, for the long and insightful talks and all my other friends who made my life as good as it was so far. iii P-ADIC MODULAR SYMBOLS ATTACHED TO C. FORMS (Order No. ) VICENTIU PASOL Boston University Graduate School of Arts and Sciences, 2006 Major Professor: Glenn Stevens, Professor of Mathematics Abstract In this thesis I study the relation between the (CM) Elliptic Construction and the Mod- ular Construction of p-adic LZ-functions in two variables which interpolate special values of Hecke L-functions.

The first construction, due to N. Katz, and then R. Yager, is very explicit in terms of elliptic units using Iwasawa theory on formal groups. However, this construction does not imply the construction of a modular symbol! for which the attached L-function is exactly this p-adic L-function.

The Modular construction, developed by R. Stevens, is more general. They attach to any Hida family of p-stabilized modular forms a p-adic modular symbol with values in the space of two variable p-adic distributions. However, this construction is not explicit.

We use p-adic methods to prove the existence of a modular symbol whose L-function is the Katz-Yager p-adic L-function. The Weil representation constitutes a powerful tool in constructing modular forms. We use the Weil representation to construct a modular symbol with values in a big complex vector space, for which the attached L-function is the generating function of the special values of Hecke L-functions. This suggests the possibility of using the Weil representation to explicitly describe the p-adic modular symbol whose existence is established in this thesis.

iv Contents 1 Introduction 2 p-adic Distributions 2.1 Distributions on Zp.2 Locally analytic distributions .3 Operators and maps .1 The Norm map.2 Coleman Power series and Norm invariant Distributions .4 Weight Space and p-adic E-functions .1 The Melin Transform.5 Two variable distributions .1 Special values and convolution .2 Scalar equivalence for distributions on 2š x Zp .3 Trace compatible elements and the Frobenius twist .4 Existence of Trace compatible sequences .5 Trace compatible sequences and measures. 32 3 L-functions and special values 3.1 L-functions attached to modular forms.2 L-functions attached to elliptic curves .1 ee Formal group.1 Special values of Eisenstein series and L-function .4 2-variable p-adic measure attached toaC.2 The 2-variable p-adic measure wS-¥ 2. ee 48 Modular Symbols 51 41 Modular Symbols-Introduction .1 Modular Symbols attached to cusp forms .2 Two variable p-adic modular symbol .2 Elliptic construction-existence. uc ch gà ki àa 56 Weil representations 59 5.2 The cocycle of the Weil representation .1 The ZA isomorphism.

gà gà gà gà xà và va 63 5. cu kg v k k k k vo 67 vì Chapter 1 Introduction The goal of my thesis is to understand the relation between the Modular constructions and the CM (elliptic) constructions of p-adic L-functions in 2-variables. We start with an elliptic curve defined over Q and having complex multiplication by the ring of integers Ox of a quadratic imaginary field, K. Denote by W the associated Hecke character.

Fix a prime p and suppose p splits in K, p = @- @. There are two methods (CM, see [Kat76] and [Yag82] for various versions, and Modular, see [Gre93]) to attach a 2-variable p-adic L-function (we will call the CM one, LK ~Ÿ and the modular one, LE-s ), which interpolates the critical values L(W*, s) for 0 < s < k, s,k € Z. In the p-adic setting, L-functions are always attached to p-adic distributions by a Mellin transform (see 2.) analogous with the complex L-functions attached to cusp forms. We choose an embedding Q C Q), by choosing a prime P in Q above ø.

For simplicity, we make the assumption that a := W(Ø) generates Z>. Let’s denote by Gg the kernel of the surjective map Gal(Q77/Qp) — ZF sending Frob —+ a. Also put M := (QUT) Ge and. M , its p-adic completion.

Denote by D := (2š x Zip, M ), the set of M-valued p-adic distributions on 2 Xx Zp. There is an action of Gal(M/Q,) % Z> on D defined by: / f(a, v)dule (ø,y) = Frob / f(a, ay) dpe, y)). Denote by D© the spaces of Galois invariant distributions in D. One can easily show that the distribution „#~Y, for which the attached L-function is LX~Y, is actually an element of DŒ, Also, there is a natural action of the Iwahori group on D which commutes with the Galois action.

We have the following result: Theorem 1. Let Symbr,(D€) to be the space of DỢ -ualued modular symbols over Tg := To(Np), where N is the (tame) conductor of E. There exist a unique eigensymbol @X~Y := 6 € Symbr,(D°) with the same eigenvalues as the p-stabilized newform attached to E such that: This result is related to the modular symbol obtained by Ralph Greenberg and Glenn Stevens in [Gre93], using Hida’s deformation theory of p-stabilized newforms. Their con- struction, which we call the Modular Construction, was used to prove Mazur-Tate-Teitelbaum conjecture.

The downside of the modular construction is that this construction is not explicit. One should expect that there are global modular symbols to be deformed to p-adic modular symbols of type @X—Y, In this direction one seems to be directed towards the use of Weil representations. We introduce the space Z := S(C){[X,Y]] of formal power series with coefficients Schwartz functions. The group SLa(§) embeds in Sp(C), the symplectic group of C, in a natural way and it acts by unitary representations (Weil representation) on L?(C), pre- serving S(C).

The action of SL¿(R) on F is given by: +-h(z)Šg(X,Y) := (W()h)(2)Šg((X, Y3), where W is the Weil representation. A partial result (see 5.5) is the following: Theorem 1. Then, the map ộ: Ag — F defined by: $(D)(2) = 2ni- [ focyya(2)dr, is SLo(Q) invariant, therefore defines an element in Sụmbsr,(q)(7). Moreover, this modular symbol "remembers" (as explained in the mentioned theorems 5.5) all the critical values for all partial Hecke L-functions.

One should expect that from a such object, plus a Galois action (which would guarantee the algebraic nature), we can get by continuity in the p-adic direction (One must check this!), a p-adic modular symbol and by some existence-uniqueness theorem we should be : able to check that indeed we get ®X-Y, The hope we have is that this construction can be generalized for p-stabilized newforms, therefore one could get explicit construction for 6°-%, in particular, canonical choice for the p-adic periods. Chapter 2 p-adic Distributions 2. Locally convex vector spaces We use the standard notations from the theory of p-adic fields: 1. The p-adic valuation on Q, up = ordp; the corresponding (nonarchimidean) norm (absolute value) |z| := |a|p := pu’.

The completion Q, of Q relative to this norm; Z, the closed unit ball around the origin, which is a local, discrete valuation ring with the unique maximal ideal pp, which, also, is the open unit ball around the origin; the residue field F, := Z„/pổp. The algebraic closure Qp of Q, on which there exists a unique extension of the norm on Qp;. C, the completion of Q, relative to this norm. F will denote a fixed complete subfield F C Cy.

We denote by Or the ring of integers in , which is the same with the closed unit ball around the origin relative to the induced p-adic norm; mp its maximal ideal, which is the same with the open unit ball around the origin relative to the same norm; its residue field F := Op /mp. The residue field of C, is just the algebraic closure of Fp, i. We endow Œ with the topology induced by the norm : |(a1, đạ,. The underlined letters, a,i,X,z,.

The addition and multiplication are taken component-by-component. Also, by convention, X!:= Il, X7. Let V be a topological F-vector space. A seminorm on V is a function g: V —> Rso such that: 1.

For any À€ F and z€ V, we have q(A- x) = |À| - q()., g„} is a finite set of seminorms on V and e > 0, we define: U(q. If {q¡];er is a family of seminorms on V, then there exists a unique translation invariant topology on V for which a fundamental system of neighborhoods around the origin is given by the sets U(q,,.,i,} CI is a finite subset ofI œnde > 0. V is called locally conver if there exist a family of seminorms {q;}iez on V such that the topology on V is equivalent with the one induced by this family of seminorms. Assume that V is locally convex, with the topology induced from the family of seminorms {q}ier - 1.

A subset B C V is called bounded if g;(B) is bounded (in R) for all ¿ € J. A seminorm g : V — Rso is called bounded if q(B) is bounded for any bounded subset BC V. V is called bornological if the set of continuous seminorms on V is the same with the set of bounded seminorms on V. V is called Fréchet if it is metrizable and complete.

A locally convex topological space is Fréchet if and only if its topology is given by a countable family of seminorms and is complete with respect to this topology. Let V be any F-vector space. We also assume that we have a family {VWh}nem of locally conver F-vector spaces. If for each h € H is given a F-linear map fp: Vụ —> V, then there exists the finest locally convex topology on V for which all the maps fy, are continuous.

This topology is called locally convex final topology on V with respect to the family tfh}ncHn- 2. If for each h € H is given a F-linear map gụ : V — Vụ, then there exists the coarsest locally convex topology on V for which all the maps ƒn are continuous.

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Luận án tiến sĩ nghiên cứu p-adic modular symbols gắn với CM forms. Tập trung mối liên hệ giữa xây dựng elliptic và modular của hàm L p-adic hai biến.

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